Compliance Premium

Ongoing Compliance & NMLS Support for Mortgage Brokers

Take the Stress Out of Fillings, Policies, License Renewals & More

State and Federal Policies

Compliance Training

Qualified Individual Renewal Support

MCR Filing Support

Compliance Corner for Frequent Questions

Dedicated Compliance Consultant

State Licensing Renewal 

Financial Conditioning Filing


Includes Ongoing Compliance & NMLS Support for 1 State, 1 Branch & 1 Staff Member


Additional States - $75/month

Additional Branches - $20 per month

Additional Staff - $10 per user/ month

Training Additional Staff- $15 per user/ year


Get the Best of Both Worlds With Compliance Premium

NMLS Maintenance
$149/month Included!

Get the MCR, renewal & filing support you need, all included for 1 state, branch & user

$149/month Included!
Compliance Essentials +
$249/month Included!

With Compliance Premium, you get everything included in Compliance Essentials & more!

$249/month Included!

Not sure what YOUR brokerage needs to be audit-ready?

We can help.

Mitigate Risk

Save Time

Reduce Cost

SCP Compliance Premium Membership Includes

State Regulations Policy Manual



  1. Compliance Management Program
  2. Ability to Repay and Qualified Mortgage Policy
  3. Advertising and Marketing Policy
  4. Anti-Money Laundering Program
  5. Anti-Predatory Lending Policy
  6. Appraiser Independence Policy (AIR)
  7. Complaint Management Policy
  8. Customer Information Security Policy
  9. ECOA Notifications Policy
  10. ECOA Providing Copies of Valuations Policy
  11. E-Disclosure and E-Signature Policy
  12. Fair Credit Reporting Act Policy
  13. Fair Lending Policy
  14. Flood Insurance Policy
  15. Higher-Priced Mortgage Loan Policy
  16. Home Mortgage Disclosure Act Policy
  17. Home Ownership and Equity Protection Act Policy
  18. Homeowners Protection Act Policy
  19. Identity Theft and Fraud Prevention Program (Red Flags)
  20. Loan Originator Compensation Policy
  21. Privacy Notice Policy
  22. Real Estate Settlement Procedures Act Policy
  23. Record Retention Policy
  24. Secure and Fair Enforcement for Mortgage Licensing Act Policy (SAFE Act)
  25. Social Media Policy
  26. Third-Party Service Provider Oversight Policy
  27. TILA-RESPA Integrated Disclosures Policy
  28. Truth in Lending Act Policy
  29. Unfair, Deceptive or Abusive Acts or Practices Policy
  30. Whistleblower Policy
  31. Quality Control
  32. Disaster Recovery and Business Continuity

6 Consulting Hours

Time with your dedicated consultant to get hep with tasks such as:

  • Loan File Reviews
  • Advertising Reviews
  • Audit Ready Review

NMLS Maintenance

  • Assistance with ongoing NMLS updates
  • Annual State licensing renewal assistance
  • Renewal of Company's Qualified Individual
  • 4 MCR Filings per annual contract
  • Annual Financial Condition filing

Broker Guide, Compliance Corner & More

  • Advertising checklist
  • Employment questionnaire
  • Preparing for an audit
  • LO compensation template
  • AML testing template
  • Complaint log
  • Loan file federal and state disclosure checklist

Access to Online Compliance Training Courses

for $15 per user, get access to all required compliance courses you and your staff need to be compliant (CISA, AML and more)

Want a free risk evaluation for YOUR brokerage?

Leave a note, we'll reach out.

Sign up for SCP’S compliance FAQs, webinars, how-to’s and anonymous legal support calls, exclusive to Compliance Essentials members.

Have a questions? Submit them anonymously here.

BFC Manual Signup