Compliance Essentials

Compliance For New and Growing Mortgage Brokerages

Get what you need to stay compliant

State and Federal Policies

Compliance Training

Monthly Calls with Compliance Experts

Alerts, FAQs and Webinars

LO Compensation Agreement Guide

Dedicated Compliance Consultant

Pricing

One-time setup fee $299

$199 / Month

ANNUAL CONTRACT

Determine which program is right for you:

 

Service

Members Pricing

Non-Members Pricing

MCRs$250$500
State Licensing$999$1500
Project Support & Consulting$185$285
LO Comp Contract Creation and MaintenanceStarting at $1500Must be a Member

Are you spending precious time on compliance tasks?

Stop data-managing and start closing loans.

Mitigate Risk

Save Time

Reduce Cost

SCP Compliance Essentials Membership Includes

Discounted Services

  • MCR Filing, State Licensing Representation
  • Consulting Hourly Rate
  • CE Education Hours for Licensing Renewals

Broker Guide

  • Advertising checklist
  • Employment questionnaire
  • Preparing for an audit
  • LO compensation template
  • AML testing template
  • Complaint log
  • Loan file federal and state disclosure checklist

State Regulations Policy Manual

  1. Compliance Management Program
  2. Ability to Repay and Qualified Mortgage Policy
  3. Advertising and Marketing Policy
  4. Anti-Money Laundering Program
  5. Anti-Predatory Lending Policy
  6. Appraiser Independence Policy (AIR)
  7. Complaint Management Policy
  8. Customer Information Security Policy
  9. ECOA Notifications Policy
  10. ECOA Providing Copies of Valuations Policy
  11. E-Disclosure and E-Signature Policy
  12. Fair Credit Reporting Act Policy
  13. Fair Lending Policy
  14. Flood Insurance Policy
  15. Higher-Priced Mortgage Loan Policy
  16. Home Mortgage Disclosure Act Policy
  17. Home Ownership and Equity Protection Act Policy
  18. Homeowners Protection Act Policy
  19. Identity Theft and Fraud Prevention Program (Red Flags)
  20. Loan Originator Compensation Policy
  21. Privacy Notice Policy
  22. Real Estate Settlement Procedures Act Policy
  23. Record Retention Policy
  24. Secure and Fair Enforcement for Mortgage Licensing Act Policy (SAFE Act)
  25. Social Media Policy
  26. Third-Party Service Provider Oversight Policy
  27. TILA-RESPA Integrated Disclosures Policy
  28. Truth in Lending Act Policy
  29. Unfair, Deceptive or Abusive Acts or Practices Policy
  30. Whistleblower Policy
  31. Quality Control
  32. Disaster Recovery and Business Continuity

Broker Forum

Compliance Questions with Attorney

Review Process

  • Loan File Reviews
  • Advertising Reviews
  • Audit Ready Review

Access to Compliance Resources on Broker Portal

  • Forum recordings
  • FAQs
  • Checklists
  • Webinars

Access to Online Compliance Training Courses

5 Consulting Hours

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Real Time Compliance Newsletter

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