State Licensing

NMLS Support For New & Growing Brokerages

NMLS Licensing Support

Voted #1 in compliance and licensing support nationwide, we offer comprehensive services, including NMLS Company Form (MU1) and Branch Form (MU3) assistance, along with electronic preparation of NMLS filings. Our team provides tailored guidance on navigating the process from start to finish, ensuring a smooth and efficient process. With the capacity to service all states, SCP not only helps you in the beginning phases of forming your brokerage, but also supports your growth into new states.

How it works

The Process

Step 1:

Complete your business formation and registration in the state(s) you are looking to get licensed in

Step 1

Step 2:

Reach out to SCP for assistance in initiating the NMLS process and successfully navigating through each stage.

Step 2

Step 3:

Streamline the process with pro’s and get your brokerage opened and operating compliantly and quickly

Step 3
State Licensing Support

Pricing

Standard Pricing Starting $798

Pricing varies by state. Click "Get Started" to see your state's rates
  • NMLS Company Form (MU1) assistance
  • Branch Form (MU3) Assistance
  • Electronic preparation of NMLS filing and state licensing assistance
  • Guidance to help you determine which license type suits your business needs
  • Discounts for Compliance Essentials and Compliance Premium clients
  • Pricing is state-specific. For a comprehensive client pricing list, click here
Who is this service for?

New and Growing Brokerages

New Broker

Considering going solo? SCP is here to assist with securing your initial State licensing requirements, enabling you to launch your business more swiftly than ever before.

Growing Broker

Considering expanding operations? SCP offers comprehensive assistance with state licensing across the nation, allowing you to centralize your compliance and licensing needs.

Contact us today

Elevate your business seamlessly, free from compliance worries or time-intensive duties.

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Why Choose Us

Why Strategic Compliance Partners?

Access Startup Support for New Brokers

Consolidate Compliance & Licensing

Boost growth by building a team focused on scaling efforts

Outsource time consuming tasks

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FAQs

This depends on two factors – how quickly the application documents can be obtained and provided to us and the speed/ requirements of the state you are applying in. Contact us today for a timeline for YOUR application

You could look on the state website and research the requirements for each license or you could contact SCP for a free licensing consultation

We will keep you informed at every step of the way, etc.

All 50 states and US territories

You must notify officials from each state you do business in of any changes and within the proper deadline

About Ari Karen

Ari Karen is an experienced litigator who has focused his practice in representing financial institutions in both government investigations and litigation before state and federal trial and appellate courts nationwide. Mr. Karen’s practice is diverse, representing clients on matters concerning banking regulations, Dodd Frank financial reform laws, contractual disputes, employment and labor statutes, wage-hour class actions, employment discrimination and fair lending matters, whistleblower complaints and non-competition claims, among others.

Mr. Karen speaks regularly on topics affecting all types of lenders including fair lending and disparate impact, LO compensation, marketing service agreements, compliance with social media, non QM lending, vendor management, and much more. Mr. Karen is a principal in the Financial Institutions Regulatory and Labor and Employment practice groups of the Offit Kurman law firm.