Mortgage Broker Compliance

Strategic Support for Brokerages Small and Large

Let’s face it, compliance can be hard to navigate

You don’t know what you don’t know

Fines from regulators = $$$

State audits – feeling confident?

Time spent on compliance is time NOT spent on what you do best: Selling

10 Steps To Independence

How to Become an Independent Mortgage Broker

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Compliance Essentials

The compliance essentials for any brokerage - small or large


Ongoing support that takes the guessing game out of compliance

  • Broker Compliance Guide

    Guidance, templates and checklists to help navigate compliance

  • Mortgage Broker Policies

    Federal and state policy guides, updated in real time and housed online

  • Online Compliance Training

    SCP partners with OnCourse Learning to provide industry leading online compliance courses

  • Mortgage Compliance Support

    Compliance support hours with a dedicated consultant for help with audits, marketing reviews and more

The New Broker

Steps to Preparing for Licensing

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Compliance Special Projects

SCP will review your advertisements, social media sites and websites for compliance with state and federal mortgage origination laws. Avoid violations and have your marketing reviewed.

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SCP will assist in filing your Mortgage Call Report through the Nationwide Multistate Licensing System & Registry in compliance with federal mortgage origination laws.

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SCP will review Application Disclosures and Adverse Files for compliance with state and federal mortgage origination laws.

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What Our Clients Say


Let SCP help you find the solution that is right for your needs. Whether you are looking for the essentials or ready to offload time-consuming compliance tasks.

Click the link below to talk an SCP representative today!

Events & Webinars

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Coronavirus − Employment & Regulatory Implications for Mortgage Brokers

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Watch Now | The Ins and Outs of Loan Officer Compensation Agreements 

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Sexual Harassment Prevention and Compliance for Lenders: What you Need to Know

October 3, 2019 Why Should I Care About Vendor Management?