Mortgage Broker Compliance

Compliance and Licensing Support for Brokers Small and Large

Let’s face it, compliance can be hard to navigate

You don’t know what you don’t know

Fines from
regulators = $$$

State audits – feeling confident?

Time spent on compliance is time NOT spent on what you do best: Selling

10 Steps To Independence

How to Become an Independent Mortgage Broker

Sign up to receive our 10 Steps To Independence guide!

Newsletter Sign Up

Compliance Essentials

Our flagship program provides the compliance essentials for brokerages small and large


Ongoing support that takes the guessing game out of compliance and licensing

  • Broker Compliance Guide

    Guidance, templates and checklists to help navigate compliance

  • Mortgage Broker Policies

    Federal and state policy guides, updated in real time and housed online

  • Online Compliance Training

    SCP partners with OnCourse Learning to provide industry leading online compliance courses

  • Mortgage Compliance Support

    Compliance support hours with a dedicated consultant for help with audits, marketing reviews and more

  • Exclusive Access to Broker Audit Pro

    Gain the added support you will need when audited with Broker Audit Pro. This product is exclusive to CE members.

  • Discounts to Flex Up Services

    Exclusive pricing on all compliance and licensing support services that enable you to focus on growing your business.

“Our Compliance Essentials Program sets the foundation for all new brokers to be compliant. The policies, training and support help ensure the essential parts of a companies Compliance Management Program (CMP) are in place.”

– Jessica Parsons, COO

Want more than just the Essentials? Bundle and save!

Learn more about our Compliance and Licensing Services

Ready to expand your brokerage into new states? Get the support you need to open as efficiently and painlessly as possible. 

Learn More

SCP will assist in filing your Mortgage Call Report through the Nationwide Multistate Licensing System & Registry in compliance with federal mortgage origination laws.

Learn More

We ensure your brokerage is current and up to date with state regulators in the NMLS. Managing the requirements to maintain your license can be time-consuming, and the fines, penalties, or even loss of license can be stressful.

Please note licensing maintenance is a one-year contract

Learn More

Broker Audit Pro provides mortgage brokers with support and guidance through the auditing process. With Broker Audit Pro, you will have a dedicated Compliance Consultant to advise you in responding to the examiner.

Learn More

What Our Clients Say


Let SCP help you find the solution that is right for your needs. Whether you are looking for the essentials or ready to offload time-consuming compliance tasks.

Click the link below to talk an SCP representative today!