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Compliance Services

Get the support you need to be audit-ready
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Compliance Services

Scale Smarter with Strategic Compliance Partners

Compliance for Mortgage Brokers

Starting at $249/month
Are you a mortgage broker needing compliance support? Our flagship program is here to help every step of the way. With three levels of support to meet state and federal requirements, flexible options, and personalized guidance, we’ll handle the heavy lifting to ensure a smooth, fully compliant transition. Let’s get you there!

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Compliance for Processors

Starting at $149/month
SCP offers two compliance solutions for Processors, packed with courses, policies, and support to keep your program strong. Need extra help or growing fast? Our Premium option has you covered!

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Compliance for Non-Delegated Correspondents

Starting at $299/month
Making the move from broker to NDC? We’ve got you covered with three levels of support to help meet NDC requirements. Some options let us handle more of the heavy lifting so you can focus on what matters—your clients. With flexible solutions, added policies, and one-on-one time with our team, we’ll ensure your transition is seamless and fully compliant.

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Compliance Essentials

Get all the essentials you need for your compliance program. Perfect for new brokerages looking to cover the basics and keep your business protected. We offer the essentials package to mortgage brokers, NDCs and processors.

  • Policies
  • Courses
  • Support Hours

Compliance Premium

This program includes everything from Compliance Essentials, plus the added convenience of filing and renewal support, along with general company updates to keep you on track. We offer the premium package to mortgage brokers, NDCs and processors.

  • NMLS Renewal support
  • Quarterly MCR and Annual Financial Condition
  • NMLS LO and Company Updates

Compliance Outsource

Take your compliance program to the next level! With the help of a business manager powered by Artemis, you can fully outsource your compliance needs and ensure every element is handled seamlessly. Currently only available to mortgage brokers and NDCs.

  • 5 hours per month with a dedicated business manager
  • 10 hours of compliance support annually
  • Mock audit and AML review performed annually

Get A Free Consultation

Not sure what you need or where your brokerage is vulnerable? Contact us today for a free evaluation of your compliance situation.

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About Ari Karen

Ari Karen is an experienced litigator who has focused his practice in representing financial institutions in both government investigations and litigation before state and federal trial and appellate courts nationwide. Mr. Karen’s practice is diverse, representing clients on matters concerning banking regulations, Dodd Frank financial reform laws, contractual disputes, employment and labor statutes, wage-hour class actions, employment discrimination and fair lending matters, whistleblower complaints and non-competition claims, among others.

Mr. Karen speaks regularly on topics affecting all types of lenders including fair lending and disparate impact, LO compensation, marketing service agreements, compliance with social media, non QM lending, vendor management, and much more. Mr. Karen is a principal in the Financial Institutions Regulatory and Labor and Employment practice groups of the Offit Kurman law firm.