Compliance Essentials for Non-Delegated Correspondents
- Are you being audited?
Are You a Non-Delegated Compliance Correspondent?
Switching from being a Mortgage Broker Owner to a Non-Delegated Correspondent (NDC) involves navigating complex compliance requirements. We’ve specifically designed our compliance support services to address the unique needs of NDCs, ensuring a smooth transition.
- NDC policies customized with complete safety enhancements
- Mandatory owner and staff compliance training modules
- Monthly expert consultations for support with transition from Broker
- Timely updates and educational webinars on policy shifts
- Dedicated professionals for compliance inquiries and assistance
- Streamlined LO compensation setup guide for new hires
Non-Delegated Correspondent
Compliance Essentials Pricing
Monthly
$299 One-Time Set Up Fee-
6 Hours of compliance project support
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30+ state and federal policies
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Required compliance courses for owners and employees
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Guides, reminders, advertising checklists and more!
Annual
$299 One-Time Set Up Fee-
6 Hours of compliance project support
-
30+ state and federal policies
-
Required compliance courses for owners and employees
-
Guides, reminders, advertising checklists and more!
Want to Upgrade to Compliance Premium for NDC? Click here!
#1 Compliance Provider
Why Strategic Compliance Partners?
Get the essentials you need to be compliant
Get support with the transition from broker to NDC
Simplify adding team members and partners
Safeguard from fines and examination
Testimonial
What They Say About Us
Angelica and the great team at Strategic Compliance Partners save the day again and ARE my go-to compliance and licensing team. I am fortunate to work with these great professionals that give me “Confidence that I am in compliance”. Thank you for all you do.
I think every broker should make SCP a part of their compliance team. I truly consider them as partners rather than support staff. Their consultants are a wealth of knowledge and even better professionals. Audits and compliance are a part of the business, so I let the professionals help me navigate thru the paperwork while […]
There are many nuances and complexities in the rules. Having an SCP consultant by my side to help make sure I am on top of it all is very valuable to me. It helps me sleep better knowing I have done everything possible.
The consultants are amazing! They provide the level of detail and commitment we are looking for in a compliance partner. Being a newer brokerage, we have plenty of questions, and they are quick to respond with a helpful answer. Compliance Essentials has been great for me and my partner!
I trust SCP’s real time compliance for both of my companies. It’s a cost-effective solution for the must-haves when it comes to running a compliant mortgage brokerage, and I rest easy knowing it is run by one of the top mortgage compliance attorneys in the nation.
As an owner of one of the most highly rated and rapidly growing mortgage brokerages in the USA, ensuring compliance is a top concern for me. We need to be sure our growing compliance requirements are always spot on so that we can focus the majority of our time and energy on our client’s experience […]
Melissa and the entire team at SCP are truly great to work with, regardless of your experience level. Having them as a second set of eyes on mortgage compliance-related issues gives me great peace of mind as a broker-owner. I highly recommend them for their passion, professionalism, and vast industry knowledge.
What You Get
Membership Includes
State and Federal Regulations Policy Manual
- Receive a tailored policy manual, consistently updated to keep your brokerage compliant on both state and federal levels. Policies include:
- Customized to the Needs of NDCs
- All State-Specific policies
- All Required Federal Policies
- Updated Consistently & Stored Online
Online Compliance Courses
- Our partnership with OnCourse Learning provides access to all the necessary courses for you and your employees.
- 30% off Continued Education (CE) courses
- Monthly Employee status report
- 25+ optional additional compliance trainings
- AML, Fair Lending, and CISA Trainings included
A Team of Compliance Experts
- Customize your NDC compliance program to your needs. With 6 project support hours per year, you can get help with tasks such as:
- Customized assistance with initial setup
- Expertise in reviewing loan files
- Minimize risk for your business
Broker Guide
- We've compiled all our most valuable resources and frequently requested documents into a streamlined guide, exclusively available to our members!
- Advertising and AML Checklist
- Employment Questionnaire
- Preparing for an Audit
- LO Compensation Guide