Compliance Solutions for Brokers and Non-Delegated Correspondents
SCP Real Time Compliance programs includes Federal and State policy guides, online compliance training, and ongoing monthly support services which provides a Mortgage Brokers and Non-Delegated Correspondents with the necessary support to create a culture of compliance.
Federal & State Policy Guides
The SCP Compliance Management Consultant discusses with the client their current operations in order to customize both Federal and State policy guides specifically for them.
Policy Guides are updated in real time by SCP’s compliance and legal team based upon the results of nationwide audits, enforcement actions, published and unpublished guidance and other regulatory/legal and industry trends.
Since Policy Guides are maintained online on a secure website, SCP’s technology enables them to be updated in real time, with alerts advising clients of the updates. Plus, policies are accessible by an unlimited number of client employees.
Online Compliance Training
SCP has partnered with OnCourse Learning to provide industry leading online compliance courses in which employees are tested and their results are tracked to meet all regulatory requirements. Each self-paced online course will be approximately 30 – 45 minutes and will include an exam at the end of the course.
Compliance Coach Consulting
Clients receive additional support from a SCP Compliance Management Consultant. Within the allotted time, the same dedicated SCP Consultant can help you implement your policies, prepare for an audit, and/or assist with other compliance matters or general questions.