Real Time Compliance for the New Broker

Congratulations on your move to Independence! As an SCP licensing client, you receive premier pricing and a seamless transition from licensed to compliant. Fast track your brokerage with SCP today!

Get what you need to stay compliant

State and Federal Policies

Compliance Training

Monthly Calls with Compliance Experts

Alerts, FAQs and Webinars

LO Compensation Agreement Guide

Dedicated Compliance Consultant


One -time setup fee $299

Waived for SCP Clients!

$199 / Month

Annual Contract

Are you spending precious time on compliance tasks?

Stop data-managing and start closing loans.

Mitigate Risk

Save Time

Reduce Cost

What's Included

Broker Compliance Guide

Guidance, templates and checklists to help navigate compliance in areas such as:

  • Audit preparation
  • Mortgage Call Report guidance
  • Federal advertising rules checklist
  • Federal disclosures for Brokers
  • Overview of Broker regulations
  • Loan Originator compensation agreement template

Mortgage Broker Compliance Policies

Federal and state policy guides for your specific needs.

  • Maintained on secure website
  • Updated in real time, based upon results of nationwide audits, enforcement actions, published and unpublished guidance and other regulatory/legal and industry trends
  • Accessible by unlimited number of client employees

Online Compliance Training

SCP partners with OnCourse Learning to provide industry leading online compliance courses:

  • Employees tested and results tracked to meet all regulatory requirements
  • Each self-paced online course is approximately 30 – 45 minutes
  • Includes exam at end of course

Mortgage Compliance Support

Within the allotted time, your dedicated SCP Consultant can also help:

  • Prepare for an audit or exam
  • Review marketing content
  • Assist with other compliance projects or general questions
  • Guidance with mortgage call reports

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