Compliance Solutions for Brokers and Mini-Correspondents

SCP Real Time Compliance programs includes Federal and State policy guides, online compliance training, and ongoing monthly support services which provides a Mortgage Brokers and Mini-Correspondents with the necessary support to create a culture of compliance.

Federal & State Policy Guides

The SCP Compliance Management Consultant discusses with the client their current operations in order to customize both Federal and State policy guides specifically for them.

Policy Guides are updated in real time by SCP’s compliance and legal team based upon the results of nationwide audits, enforcement actions, published and unpublished guidance and other regulatory/legal and industry trends.

Since Policy Guides are maintained online on a secure website, SCP’s technology enables them to be updated in real time, with alerts advising clients of the updates. Plus, policies are accessible by an unlimited number of client employees.

Senior businessman showing a document

Online Compliance Training

Self-paced online courses helps keep your company compliant in your personalized training center. SCP comprehensive compliance courses are written and vetted by compliance professionals, attorneys and education specialists. Our self-paced online curriculum includes 30 – 45 minute compliance courses with an exam at course end. Courses are delivered through our online training center, which you may access and roll out throughout your company at your convenience.

In addition, you can track and report on company training by department, employee, course, and compliance status.

Compliance Coach Consulting

Clients receive 30 minutes of support per month from a SCP Compliance Management Consultant. Within those 30 minutes per month, the same dedicated SCP Consultant can help you implement your policies, prepare for an audit, and/or assist with other compliance matters or general questions. Once the 6 hours of annual support time has been exhausted, additional support time can be purchased for $185 per hour.

Real Time Policies Real Time Compliance
Federal & State Policy Guides
Online Training*
Compliance Coach Consulting
Real Time Policies Real Time Compliance
Broker Pricing $399 Set-up Fee
$169 Monthly Fee
$399 Set-up Fee
$369 Monthly Fee
*Additional Fee Per Learner
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Mini-Correspondent Pricing $499 Set-up Fee
$219 Monthly Fee
$499 Set-up Fee
$520 Monthly Fee
*Additional Fee Per Learner
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Choose From One Of Our Compliance Solutions

Compliance for Brokers and Mini-Corrs

Providing Mortgage Brokers and Mini-Correspondents with policy guides, training and support – all for a fixed monthly fee.

Compliance for Lenders

Providing Mid-Sized to Large Lenders, Banks and Non-banks, with all aspects and functions needed to withstand any regulatory evaluation.

Customized Compliance

Provides the knowledge and support for companies to reach their compliance goals on an individual project basis or with a customized plan.