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Mortgage Broker Compliance Services

One-time set-up fee $299

Monthly fee as low as $199

  • Broker Compliance Guide
  • Mortgage Broker Policies
  • Online Compliance Training
  • Mortgage Compliance Support
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Navigating ever-changing regulations can be time-consuming and risky. Are you up to date on policies? Do you have everything your investors and regulators require?

Thanks to Real Time Compliance, you can rest assured you’re current and compliant — at all times. Real Time creates a culture of compliance — easily, affordably.

Broker Compliance Guide

Guidance, templates and checklists to help navigate compliance in areas such as:

  • Audit preparation
  • Mortgage Call Report guidance
  • Federal advertising rules checklist
  • Federal disclosures for Brokers
  • Overview of Broker regulations
  • Loan Originator compensation agreement template

Mortgage Broker Compliance Policies

Federal and state policy guides for your specific needs.

  • Maintained on secure website
  • Updated in real time, based upon results of nationwide audits, enforcement actions, published and unpublished guidance and other regulatory/legal and industry trends
  • Accessible by unlimited number of client employees

Online Compliance Training

SCP partners with OnCourse Learning to provide industry leading online compliance courses:

  • Employees tested and results tracked to meet all regulatory requirements
  • Each self-paced online course is approximately 30 – 45 minutes
  • Includes exam at end of course

Mortgage Compliance Support

Within the allotted time, your dedicated SCP Consultant can also help:

  • Prepare for an audit or exam
  • Review marketing content
  • Assist with other compliance projects or general questions
  • Guidance with mortgage call reports


Learn How You Can Benefit from Real Time Compliance!

CALL US TODAY AT 301.578.6015