Mortgage Broker Compliance Services

One-time set-up fee $299

Monthly fee as low as $199

Broker Compliance Guide
Mortgage Broker Policies
Online Compliance Training
Mortgage Compliance Support

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Navigating ever-changing regulations can be time-consuming and risky. Are you up to date on policies? Do you have everything your investors and regulators require?

Thanks to Real Time Compliance, you can rest assured you’re current and compliant — at all times. Real Time creates a culture of compliance — easily, affordably.

Broker Compliance Guide

Guidance, templates and checklists to help navigate compliance in areas such as:

Audit preparation
Mortgage Call Report guidance
Federal advertising rules checklist
Federal disclosures for Brokers
Overview of Broker regulations
Loan Originator compensation agreement template

Mortgage Broker Compliance Policies

Federal and state policy guides for your specific needs.

Maintained on secure website
Updated in real time, based upon results of nationwide audits, enforcement actions, published and unpublished guidance and other regulatory/legal and industry trends
Accessible by unlimited number of client employees

Online Compliance Training

SCP partners with OnCourse Learning to provide industry leading online compliance courses:

Employees tested and results tracked to meet all regulatory requirements
Each self-paced online course is approximately 30 – 45 minutes
Includes exam at end of course

Online Compliance Training Courses

Fair Lending Laws
BSA and the Anti-Money Laundering Law
CISA-Customer Information Security Awareness
Understanding the SAFE Act
Mortgage Fraud Awareness
The Equal Credit Opportunity Act
Handling Consumer Complaints
Mortgage Acts and Practices Rule
Understanding the FFIEC Guidance on Social Media
CFPB Examinations: Understanding Procedures, Ensuring Compliance
Fast Track to Success: A Primer for New Loan Originators
Federal Regulation of Real Estate Appraisals
Reporting Requirements under Home Mortgage Disclosure Act
A Step-by-Step Guide to the New Integrated Disclosures
Unfair, Deceptive or Abusive Acts or Practices
And many other topics!

Mortgage Compliance Support

Within the allotted time, your dedicated SCP Consultant can also help:

Prepare for an audit or exam
Review marketing content
Assist with other compliance projects or general questions
Guidance with mortgage call reports

Learn How You Can Benefit from Real Time Compliance!

CALL US TODAY AT 301.578.6015

sales@StrategicCompliancePartners.com www.StrategicCompliancePartners.com