Compliance for Lenders

Strategic Compliance Partners compliance solutions helps lenders achieve CFPB compliance – whether they’re augmenting an existing compliance infrastructure or outsourcing to a fully integrated turnkey solution. These solutions are available for a fixed fee – often less than half the cost of hiring additional internal staff.  Our programs include a wide variety of services.  Click here for a comparison of our programs to determine which one is for you.

How We Work

SCP provides each client with a support team - two compliance consulting managers plus an attorney - who work side-by-side the client to address all compliance issues. The program begins with a full analysis of the organization, including a review of existing federal and state policies, to identify where there are risks and gaps within the Lenders compliance program. A recommendations plan is developed to create a complete culture of compliance. Our team helps implement the recommendations plan through ongoing monitoring and support to strengthen the Lenders regulatory compliance as well as profitability.

Our Programs:

  • OnSite Compliance
    SCP will recruit, hire, train and oversee a full-time, on-site Compliance Officer, supported by SCP’s innovative technologies, and team of compliance specialists and attorneys. This program provides unprecedented levels of consistency and continuity while remaining highly cost-effective for Lenders.
  • Compliance Direct
    SCP’s Compliance Direct solution is for mid-sized to larger Lenders operating in multiple states, and/or Lenders with little compliance infrastructure. It provides high-level assistance to existing Compliance Officers, and provides a holistic solution incorporating services that are often outsourced to multiple different vendors at substantially higher prices.
  • Compliance Assist
    SCP’s Compliance Assist is designed for mid-sized Lenders with some existing compliance infrastructure in place. SCP Assist provides high-level support, oversight and guidance through SCP’s innovative, cost-effective and attorney-driven solutions. SCP Compliance Assist closes the gaps and maximizes business opportunities with a business-friendly compliance perspective.
  • Compliance Access
    SCP’s Compliance Access provides Lenders that are just starting up with customized Federal and State policy guides, staff training and compliance consulting support — all for a fixed monthly fee. Lenders can also upgrade their compliance program on an à la carte basis, providing the freedom to create their own customized compliance solution.

Our services include, but are not limited to:

  • Pre-Audit Assistance, Assessment and Review
  • Delivery of Customized Federal and State Policies
  • On-Call Availability to Assist with Questions from Management, Production and Operation staff
  • ASTRO Compliance Platform
  • Call Report Review, Guidance and Procedures
  • Develop and Execute Executive Management Compliance Reporting
  • Website, Social Media, and Advertising Reviews
  • Disparate Impact Risk Analysis
  • Third- Party Vendor Management (DEMO)
  • Fair Lending Analysis and Interpretation
  • Agency and Quality Control Audits
  • Disaster Recovery Preparation
  • Initial Investigatory/Litigation Response
  • Exam Process and Tracking
  • General Compliance Consulting and Support
  • Pre-Paid Legal Services through the Offit Kurman Law Firm
  • Online Compliance Training, Tracking and Reporting
  • Cyber Security Audit and Review
  • Insurance Reviews
  • HMDA Implementation Plans
  • Retail Branch and Loan Production Center Audits (DEMO)
  • Loan Officer Reviews (DEMO)

Click here
to see a comparison of our programs

Choose From One Of Our Compliance Solutions

Compliance for Brokers and Non-Delegated Correspondents

Providing Mortgage Brokers and Non-Delegated Correspondents with policy guides, training and support – all for a fixed monthly fee.

Compliance for Lenders

Providing Mid-Sized to Large Lenders, Banks and Non-banks, with all aspects and functions needed to withstand any regulatory evaluation.

Customized Compliance

Provides the knowledge and support for companies to reach their compliance goals on an individual project basis or with a customized plan.

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