Compliance Services
- Are you being audited?
Compliance Services
Scale Smarter with Strategic Compliance Partners
Compliance for Mortgage Brokers
Starting at $249/month Are you a mortgage broker needing compliance support? Our flagship program is here to help every step of the way. With three levels of support to meet state and federal requirements, flexible options, and personalized guidance, we’ll handle the heavy lifting to ensure a smooth, fully compliant transition. Let’s get you there!
Compliance for Processors
Starting at $149/month SCP offers two compliance solutions for Processors, packed with courses, policies, and support to keep your program strong. Need extra help or growing fast? Our Premium option has you covered!
Compliance for Non-Delegated Correspondents
Starting at $299/month Making the move from broker to NDC? We’ve got you covered with three levels of support to help meet NDC requirements. Some options let us handle more of the heavy lifting so you can focus on what matters—your clients. With flexible solutions, added policies, and one-on-one time with our team, we’ll ensure your transition is seamless and fully compliant.
Compliance Premium
This program includes everything from Compliance Essentials, plus the added convenience of filing and renewal support, along with general company updates to keep you on track. We offer the premium package to mortgage brokers, NDCs and processors.
- NMLS Renewal support
- Quarterly MCR and Annual Financial Condition
- NMLS LO and Company Updates
Compliance Outsource
Take your compliance program to the next level! With the help of a business manager powered by Artemis, you can fully outsource your compliance needs and ensure every element is handled seamlessly. Currently only available to mortgage brokers and NDCs.
- 5 hours per month with a dedicated business manager
- 10 hours of compliance support annually
- Mock audit and AML review performed annually
Compliance Services
Pricing
Compliance Essentials
$299 Set Up Fee-
Policies
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Courses
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Support Hours
Compliance Premium
$299 Set Up Fee-
NMLS Renewal support
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Quarterly MCR and Annual Financial Condition
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NMLS LO and Company Updates
Compliance Outsource
$299 Set Up Fee-
5 hours per month with a dedicated business manager
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10 hours of compliance support annually
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Mock audit and AML review performed annually
Compliance for NDC
$299 Set Up Fee-
Non-Delegated Correspondent Policies
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Required Courses
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Support Hours
Get A Free Consultation
Not sure what you need or where your brokerage is vulnerable? Contact us today for a free evaluation of your compliance situation.
