Compliance Services for Non-Delegated Correspondents
- Are you being audited?
Compliance Services for NDCs
Scale Smarter with Strategic Compliance Partners
Compliance Essentials for NDCs
Starting at $299/month Are you a non-delegated correspondant needing compliance support? Our flagship program is here to help every step of the way. With three levels of support to meet state and federal requirements, flexible options, and personalized guidance, we’ll handle the heavy lifting to ensure a smooth, fully compliant transition. Let’s get you there!
Compliance Outsource for NDCs
Starting at $1324/month
Are you a non-delegated correspondant looking to completely outsource your compliance and business management operations? With the help of a fully customized compliance program and fractional business success manager, powered by Artemis, you can fully outsource your compliance needs and ensure every element is handled seamlessly.
Compliance Premium for NDCs
Starting at $399/month
Are you a mid to large sized non-delegated correspondant looking to off-load compliance tasks and renewals? This program includes everything from Compliance Essentials, plus the added convenience of filing and renewal support, along with general company updates to keep you on track.

Compliance Premium
This program includes everything from Compliance Essentials, plus the added convenience of filing and renewal support, along with general company updates to keep you on track.
- NMLS Renewal support
- Quarterly MCR and Annual Financial Condition
- NMLS LO and Company Updates
Compliance Outsource
Take your compliance program to the next level! With the help of a business manager powered by Artemis, you can fully outsource your compliance needs and ensure every element is handled seamlessly.
- 5 hours per month with a dedicated business manager
- 10 hours of compliance support annually
- Mock audit and AML review performed annually

Compliance Services for NDCs
Pricing
Compliance Essentials
$299 Set Up Fee-
6 Hours of compliance project support
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30+ state and federal policies
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Required compliance courses for owners and employees
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Guides, reminders, advertising checklists and more!
Compliance Premium
$299 Set Up Fee-
9 Hours of compliance project support
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30+ state and federal policies
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Required compliance courses for owners and employees
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Guides, reminders, advertising checklists and more!
Compliance Outsource
$299 Set Up Fee-
10 hours of annual compliance support hours
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30+ state and federal policies included - 5 states included!
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Required courses for owners and employees
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Guides, reminders, advertising checklists provided
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Assistance with NMLS updates and renewal processes
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Renewal of company's Qualified Individual and 4 MCR filings per year.
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Annual Financial Condition filing
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Guaranteed annual independent AML review
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5 hours/mo with a dedicated business success manager for business tasks and compliance implementation
Get A Free Consultation
Not sure what you need or where your brokerage is vulnerable? Contact us today for a free evaluation of your compliance situation.