Compliance Outsource

Where Business Management Meets Compliance

Compliance, Licensing, and Business Management

Compliance Outsource, Powered by Artemis

Introducing Compliance Outsource by SCP, powered by Artemis – your ultimate partner in broker business management. Get ready to surpass regulatory standards with ease and shed the weight of countless tasks. Our comprehensive package delivers tailored compliance oversight, robust support for team training, and streamlines your operations, letting you focus on the borrower. Get 10 hours of annual compliance support time and 5 hours monthly of dedicated Artemis business management support for seamless SCP policy implementation and business management. Here’s what you can expect:

Everything we offer our Compliance Premium members plus:

Compliance Outsource

Pricing

Monthly

$299  Set Up Fee
$ 1324 /mo billed monthly
  • 10 hours of annual compliance support hours
  • 30+ state and federal policies included - 5 states included!
  • Required courses for owners and employees
  • Guides, reminders, advertising checklists provided
  • Assistance with NMLS updates and renewal processes
  • Renewal of company's Qualified Individual and 4 MCR filings per year.
  • Annual Financial Condition filing
  • Annual mock audit for ensured compliance
  • Guaranteed annual independent AML review
  • 5 hours/mo with a dedicated business success manager for business tasks and compliance implementation

Annual

$299   Set Up Fee
$ 1200 /mo billed yearly
  • 10 hours of annual compliance support hours
  • 30+ state and federal policies included - 5 states included!
  • Required courses for owners and employees
  • Guides, reminders, advertising checklists provided
  • Assistance with NMLS updates and renewal processes
  • Renewal of company's Qualified Individual and 4 MCR filings per year.
  • Annual Financial Condition filing
  • Annual mock audit for ensured compliance
  • Guaranteed annual independent AML review
  • 5 hours/mo with a dedicated business success manager for business tasks and compliance implementation
Save 20%
Fully outsource your business operations

Compliance, Licensing Maintenance, and Business Management

Get all necessary policies and courses

Streamline NMLS maintenance activities

Ensure compliance with mock audits and AML reviews (OR put your compliance to practice with an annual mock audit and AML review)

Get implementation support with a dedicated business manager

Testimonial

What They Say About Us

What You Get

Membership Includes

Annual Mock Audit

Independent AML Review

Dedicated Business Success Manager

State and Federal Regulations Policy Manual

NMLS Maintenance

Online Compliance Courses

Dedicated Consultant

Compliance Corner

Broker Forum with Ari Karen

Broker Guide

FAQs

This depends on two factors – how quickly the application documents can be obtained and provided to us and the speed/ requirements of the state you are applying in. Contact us today for a timeline for YOUR application

You could look on the state website and research the requirements for each license or you could contact SCP for a free licensing consultation

We will keep you informed at every step of the way, etc.

All 50 states and US territories

You must notify officials from each state you do business in of any changes and within the proper deadline

Subscribe to our newsletter for updates, news, insights, and promotions.

"*" indicates required fields

Name*

About Ari Karen

Ari Karen is an experienced litigator who has focused his practice in representing financial institutions in both government investigations and litigation before state and federal trial and appellate courts nationwide. Mr. Karen’s practice is diverse, representing clients on matters concerning banking regulations, Dodd Frank financial reform laws, contractual disputes, employment and labor statutes, wage-hour class actions, employment discrimination and fair lending matters, whistleblower complaints and non-competition claims, among others.

Mr. Karen speaks regularly on topics affecting all types of lenders including fair lending and disparate impact, LO compensation, marketing service agreements, compliance with social media, non QM lending, vendor management, and much more. Mr. Karen is a principal in the Financial Institutions Regulatory and Labor and Employment practice groups of the Offit Kurman law firm.