Compliance Essentials

Compliance Essentials for Non-Delegated Correspondents

Get what you need to stay compliant

Broker policies, but with all the additional safeguards required to protect a Non-delegated Correspondent.

Compliance Training

Monthly Calls with Compliance Experts

Alerts, FAQs and Webinars

LO Compensation Agreement Guide

Dedicated Compliance Consultant



$299 One-Time Setup Fee


/mo billed monthly



Save 20%

$299 One-Time Setup Fee


/mo billed yearly


Perks of being a Compliance Essentials member:

Compliance Essentials Members save over $250 per state per quarter with SCP

$500 $250
State Licensing $1,500 $999

Licensing For New Brokers Made Easy

$1,500 $999
NMLS Maintenance $250/month $150/month

Full Maintenance Package for Renewal

$250/month $150/month

Exclusive services for Compliance Essentials members:

Received an Audit letter? Have no fear, Compliance Essentials members.

LO Comp Contract Creation and Maintenance
Starting at $1,500

SCP helps you get out out of the business so you can work on the business.

Starting at $1,500

Are you spending precious time on compliance tasks?

Stop data-managing and start closing loans.

Mitigate Risk

Save Time

Reduce Cost

SCP Compliance Essentials Membership Includes

Discounted Services

  • MCR Filing, State Licensing Representation
  • Consulting Hourly Rate
  • CE Education Hours for Licensing Renewals

Broker Guide

  • Advertising checklist
  • Employment questionnaire
  • Preparing for an audit
  • LO compensation template
  • AML testing template
  • Complaint log
  • Loan file federal and state disclosure checklist

State Regulations Policy Manual

  1. Compliance Management Program
  2. Ability to Repay and Qualified Mortgage Policy
  3. Advertising and Marketing Policy
  4. Anti-Money Laundering Program
  5. Anti-Predatory Lending Policy
  6. Appraiser Independence Policy (AIR)
  7. Complaint Management Policy
  8. Customer Information Security Policy
  9. ECOA Notifications Policy
  10. ECOA Providing Copies of Valuations Policy
  11. E-Disclosure and E-Signature Policy
  12. Fair Credit Reporting Act Policy
  13. Fair Lending Policy
  14. Flood Insurance Policy
  15. Higher-Priced Mortgage Loan Policy
  16. Home Mortgage Disclosure Act Policy
  17. Home Ownership and Equity Protection Act Policy
  18. Homeowners Protection Act Policy
  19. Identity Theft and Fraud Prevention Program (Red Flags)
  20. Loan Originator Compensation Policy
  21. Privacy Notice Policy
  22. Real Estate Settlement Procedures Act Policy
  23. Record Retention Policy
  24. Secure and Fair Enforcement for Mortgage Licensing Act Policy (SAFE Act)
  25. Social Media Policy
  26. Third-Party Service Provider Oversight Policy
  27. TILA-RESPA Integrated Disclosures Policy
  28. Truth in Lending Act Policy
  29. Unfair, Deceptive or Abusive Acts or Practices Policy
  30. Whistleblower Policy
  31. Quality Control
  32. Disaster Recovery and Business Continuity

Broker Forum

Compliance Questions with Attorney

Review Process

  • Loan File Reviews
  • Advertising Reviews
  • Audit Ready Review

Access to Compliance Resources on Broker Portal

  • Forum recordings
  • FAQs
  • Checklists
  • Webinars

Access to Online Compliance Training Courses

8 Consulting Hours

Want to hear about our upcoming webinars and must-know compliance updates?

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Compliance Essentials Newsletter

Sign up for SCP’S compliance FAQs, webinars, how-to’s and anonymous legal support calls, exclusive to Compliance Essentials members.

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