Compliance Essentials for Non-Delegated Correspondents
- Are you being audited?


Are You a Non-Delegated Compliance Correspondent?
Switching from being a Mortgage Broker Owner to a Non-Delegated Correspondent (NDC) involves navigating complex compliance requirements. We’ve specifically designed our compliance support services to address the unique needs of NDCs, ensuring a smooth transition.
- NDC policies customized with complete safety enhancements
- Mandatory owner and staff compliance training modules
- Monthly expert consultations for support with transition from Broker
- Timely updates and educational webinars on policy shifts
- Dedicated professionals for compliance inquiries and assistance
- Streamlined LO compensation setup guide for new hires
Non-Delegated Correspondent
Compliance Essentials Pricing
Monthly
$299 One-Time Set Up Fee-
6 Hours of compliance project support
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30+ state and federal policies
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Required compliance courses for owners and employees
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Guides, reminders, advertising checklists and more!
Annual
$299 One-Time Set Up Fee-
6 Hours of compliance project support
-
30+ state and federal policies
-
Required compliance courses for owners and employees
-
Guides, reminders, advertising checklists and more!
Want to Upgrade to Compliance Premium for NDC? Click here!
#1 Compliance Provider
Why Strategic Compliance Partners?
Get the essentials you need to be compliant
Get support with the transition from broker to NDC

Simplify adding team members and partners
Safeguard from fines and examination
Testimonial
What They Say About Us







What You Get
Membership Includes
State and Federal Regulations Policy Manual
- Receive a tailored policy manual, consistently updated to keep your brokerage compliant on both state and federal levels. Policies include:
- Customized to the Needs of NDCs
- All State-Specific policies
- All Required Federal Policies
- Updated Consistently & Stored Online
Online Compliance Courses
- Our partnership with OnCourse Learning provides access to all the necessary courses for you and your employees.
- 30% off Continued Education (CE) courses
- Monthly Employee status report
- 25+ optional additional compliance trainings
- AML, Fair Lending, and CISA Trainings included
A Team of Compliance Experts
- Customize your NDC compliance program to your needs. With 6 project support hours per year, you can get help with tasks such as:
- Customized assistance with initial setup
- Expertise in reviewing loan files
- Minimize risk for your business
Broker Guide
- We've compiled all our most valuable resources and frequently requested documents into a streamlined guide, exclusively available to our members!
- Advertising and AML Checklist
- Employment Questionnaire
- Preparing for an Audit
- LO Compensation Guide
FAQs
This depends on two factors – how quickly the application documents can be obtained and provided to us and the speed/ requirements of the state you are applying in. Contact us today for a timeline for YOUR application
You could look on the state website and research the requirements for each license or you could contact SCP for a free licensing consultation
We will keep you informed at every step of the way, etc.
All 50 states and US territories
You must notify officials from each state you do business in of any changes and within the proper deadline
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