Compliance Essentials for Non-Delegated Correspondents

Find the Compliance Solution for You

Are You a Non-Delegated Compliance Correspondent?

Switching from being a Mortgage Broker Owner to a Non-Delegated Correspondent (NDC) involves navigating complex compliance requirements. We’ve specifically designed our compliance support services to address the unique needs of NDCs, ensuring a smooth transition.

Non-Delegated Correspondent

Compliance Essentials Pricing

Monthly

$299  One-Time Set Up Fee
$ 299 /mo billed monthly
  • 6 Hours of compliance project support
  • 30+ state and federal policies
  • Required compliance courses for owners and employees
  • Guides, reminders, advertising checklists and more!

Annual

$299  One-Time Set Up Fee
$ 269 /mo billed yearly
  • 6 Hours of compliance project support
  • 30+ state and federal policies
  • Required compliance courses for owners and employees
  • Guides, reminders, advertising checklists and more!
Save 10%

Want to Upgrade to Compliance Premium for NDC? Click here!

#1 Compliance Provider

Why Strategic Compliance Partners?

Get the essentials you need to be compliant

Get support with the transition from broker to NDC

Simplify adding team members and partners

Safeguard from fines and examination

Testimonial

What They Say About Us

What You Get

Membership Includes

State and Federal Regulations Policy Manual

Online Compliance Courses

A Team of Compliance Experts

Broker Guide

FAQs

This depends on two factors – how quickly the application documents can be obtained and provided to us and the speed/ requirements of the state you are applying in. Contact us today for a timeline for YOUR application

You could look on the state website and research the requirements for each license or you could contact SCP for a free licensing consultation

We will keep you informed at every step of the way, etc.

All 50 states and US territories

You must notify officials from each state you do business in of any changes and within the proper deadline

Subscribe to our newsletter for updates, news, insights, and promotions.

"*" indicates required fields

Name*

About Ari Karen

Ari Karen is an experienced litigator who has focused his practice in representing financial institutions in both government investigations and litigation before state and federal trial and appellate courts nationwide. Mr. Karen’s practice is diverse, representing clients on matters concerning banking regulations, Dodd Frank financial reform laws, contractual disputes, employment and labor statutes, wage-hour class actions, employment discrimination and fair lending matters, whistleblower complaints and non-competition claims, among others.

Mr. Karen speaks regularly on topics affecting all types of lenders including fair lending and disparate impact, LO compensation, marketing service agreements, compliance with social media, non QM lending, vendor management, and much more. Mr. Karen is a principal in the Financial Institutions Regulatory and Labor and Employment practice groups of the Offit Kurman law firm.